Chapter 5.12 LICENSE CLASSIFICATIONS
Section 5.12.650 Division H (62)--Security and commodity brokers, dealers, exchanges and services.
This group includes establishments engaged in the underwriting,
purchase, sale or brokerage
of securities and other financial contracts on their own account or for the account of others;
exchanges, exchange clearinghouses and other services allied with the exchange of securities and
commodities:
621. Security brokers, dealers and flotation companies;
622. Commodity contracts brokers and dealers;
623. Security and commodity exchanges;
628. Services allied with the exchange of securities
or commodities. (Prior code § 11-20-065)